Assessor Resource

RIIUND501E
Implement the ventilation management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes the skills and knowledge required to implement ventilation management plans in coal and metalliferous mining, including implementing and reviewing ventilation specifications, ventilation control devices, monitoring systems and alarm responses.

This unit is appropriate for those working in supervisory or technical specialist roles. They generally monitor a broad range of operational activities in their area of responsibility and are responsible for monitoring a safe work environment.

Licensing, legislative and certification requirements that apply to this unit can vary between states, territories and industry sectors. Users must check requirements with relevant body before applying the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

implement ventilation management plans on at least two occasions, including:

operating hand held monitoring equipment

accessing and analysing ventilation information

measuring air quality and quantity

collecting, collating and interpreting ventilation data

auditing components of the ventilation management plan.

During the above, the candidate must:

locate and apply relevant legislation, documentation, policies and procedures and confirm work activity is compliant

apply procedures and techniques for implementing ventilation management plans, including:

performing routine operational mathematical calculations, including quantity, pressure, prediction calculations

interpreting and applying design criteria for ventilation systems and devices

interpreting computer spreadsheets and ventilation modelling/simulations

conducting enquiries/investigations and preparing reports

accessing, interpreting and applying data from monitoring systems and equipment

applying risk management processes and techniques

implementing emergency response and evacuation procedures.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key legislation required to implement ventilation management plans

key procedures and documentation required to implement ventilation management plans

methods of mine ventilation and their applications and limitations, including:

exhaust/force

antitropal

homotropal

flank returns

ascensional/descensional

bleeder

Z/U/Y systems

principles, methods, applications and limitations of panel ventilation, including:

homotropal and antitropal auxiliary fans

coursed ventilation (narrow side/wide side)

machine mounted scrubber systems

compressed air venturis

bleeders

impact of mine and panel design on ventilation

mine roadways and shafts and their impact on mine ventilation

impact of material characteristics and seam gradients on mine ventilation design

impacts on ventilation system of gas drainage, spontaneous combustion, outburst and windblast

types of mine gases, including:

characteristics under varying circumstances

sources

physiological effects

methods of detection

types of airborne contaminants, including:

sources

physical and physiological effects

control and mitigation methods

types of mine fires, including:

sources of ignition

possible effects on the ventilation circuit

prevention, control and mitigation methods

types of mine explosions, including:

ignition sources

possible effects on the ventilation circuit

prevention, control and mitigation methods

pressure change principles, including:

causes

impacts on the ventilation system

responses, including the causes and effects of natural ventilation and recirculation

heat and humidity principles, including sources and factors which may impact ventilation and personnel

principles mine fans, including:

fan laws

types

performance characteristics and configurations

applications and limitations

types of ventilation control devices, including:

purposes

design criteria and specifications

distribution and placement criteria

applications and limitations

de-gassing methods of control, including:

brattice

auxiliary fans

compressed air venturis

sails

hurdles

bleeders

types, characteristics, uses and limitations of fixed ventilation monitoring systems

basic computer-based systems used for mine ventilation monitoring and analysis

types, frequency and method for conducting ventilation surveys

general uses and applications of ventilation theory

techniques for identifying individual training needs

techniques for auditing and reviewing ventilation management systems and processes

principles, processes and techniques for emergency response, evacuation and disaster planning

techniques for leading and coordinating work activities with others.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

ventilation management plan

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

It is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the Companion Volume Implementation Guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

implement ventilation management plans on at least two occasions, including:

operating hand held monitoring equipment

accessing and analysing ventilation information

measuring air quality and quantity

collecting, collating and interpreting ventilation data

auditing components of the ventilation management plan.

During the above, the candidate must:

locate and apply relevant legislation, documentation, policies and procedures and confirm work activity is compliant

apply procedures and techniques for implementing ventilation management plans, including:

performing routine operational mathematical calculations, including quantity, pressure, prediction calculations

interpreting and applying design criteria for ventilation systems and devices

interpreting computer spreadsheets and ventilation modelling/simulations

conducting enquiries/investigations and preparing reports

accessing, interpreting and applying data from monitoring systems and equipment

applying risk management processes and techniques

implementing emergency response and evacuation procedures.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key legislation required to implement ventilation management plans

key procedures and documentation required to implement ventilation management plans

methods of mine ventilation and their applications and limitations, including:

exhaust/force

antitropal

homotropal

flank returns

ascensional/descensional

bleeder

Z/U/Y systems

principles, methods, applications and limitations of panel ventilation, including:

homotropal and antitropal auxiliary fans

coursed ventilation (narrow side/wide side)

machine mounted scrubber systems

compressed air venturis

bleeders

impact of mine and panel design on ventilation

mine roadways and shafts and their impact on mine ventilation

impact of material characteristics and seam gradients on mine ventilation design

impacts on ventilation system of gas drainage, spontaneous combustion, outburst and windblast

types of mine gases, including:

characteristics under varying circumstances

sources

physiological effects

methods of detection

types of airborne contaminants, including:

sources

physical and physiological effects

control and mitigation methods

types of mine fires, including:

sources of ignition

possible effects on the ventilation circuit

prevention, control and mitigation methods

types of mine explosions, including:

ignition sources

possible effects on the ventilation circuit

prevention, control and mitigation methods

pressure change principles, including:

causes

impacts on the ventilation system

responses, including the causes and effects of natural ventilation and recirculation

heat and humidity principles, including sources and factors which may impact ventilation and personnel

principles mine fans, including:

fan laws

types

performance characteristics and configurations

applications and limitations

types of ventilation control devices, including:

purposes

design criteria and specifications

distribution and placement criteria

applications and limitations

de-gassing methods of control, including:

brattice

auxiliary fans

compressed air venturis

sails

hurdles

bleeders

types, characteristics, uses and limitations of fixed ventilation monitoring systems

basic computer-based systems used for mine ventilation monitoring and analysis

types, frequency and method for conducting ventilation surveys

general uses and applications of ventilation theory

techniques for identifying individual training needs

techniques for auditing and reviewing ventilation management systems and processes

principles, processes and techniques for emergency response, evacuation and disaster planning

techniques for leading and coordinating work activities with others.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

ventilation management plan

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

It is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the Companion Volume Implementation Guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and implement ventilation management documentation and confirm work activity is compliant 
Identify, and communicate roles and responsibilities to all personnel involved according to ventilation management plan 
Identify, forecast, obtain and allocate/schedule resources required to implement ventilation management plan 
Identify training needs for personnel involved according to ventilation management plan and within scope of own role 
Identify and interpret impact of changes to ventilation system on mine atmosphere 
Implement standards and procedures for installation and operation of monitoring systems and equipment according to ventilation management plan 
Incorporate ventilation control devices into ventilation system according to ventilation management plan 
Implement standards and procedures for inspection, monitoring, recording and reporting on mine ventilation according to ventilation management plan 
Implement standards and procedures for collection and analysis of ventilation data according to ventilation management plan 
Process, record and report monitoring system data according to ventilation management plan and site requirements 
Interpret and compare measured data with legislative requirements and ventilation management plan and action requirements 
Respond to alarms raised according to ventilation management plan 
Implement emergency and evacuation procedures according to ventilation management plan and site requirements 
Implement inspections, repair and maintenance activities according to ventilation management plan 
Implement system of recording, reporting and reviewing maintenance requirements and activities according to ventilation management plan 
Implement changes to mine ventilation systems according to ventilation management plan and site requirements 
Provide, review and implement recommendations for changes to ventilation management procedures as required 
Audit ventilation specifications according to legislative requirements and ventilation management plan 
Audit ventilation control devices according to legislative requirements and ventilation management plan 
Audit monitoring systems operations according to legislative requirements and ventilation management plan 
Audit recording systems according to ventilation management plan 
Audit ventilation system maintenance standards and procedures according to ventilation management plan 
Audit emergency and evacuation plans according to mine safety management system 

Forms

Assessment Cover Sheet

RIIUND501E - Implement the ventilation management plan
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Assessment Record Sheet

RIIUND501E - Implement the ventilation management plan

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Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

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Overall assessment result: Competent Not yet competent

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